Triaxial Testing - an Introduction
This blog is designed to give a brief introduction to the theory of triaxial testing for a technician new to this test. This includes why the test is performed and how it is performed. The paper will look at systems for triaxial tests, the stages of a triaxial test, some of the theory behind triaxial tests and also automation of the test process.
It is recommended that this support document is read in conjunction with the glossary of terms that can be found in the ‘Support’ section of VJ Tech’s website
2 Triaxial testing what is it?
A typical triaxial test involves confining a cylindrical soil or rock specimen in a pressurised cell to simulate a stress condition and then shearing to failure, in order to determine the shear strength properties of the sample. Most triaxial tests are performed on high quality undisturbed specimens. The samples normally range from 38 mm to 100 mm samples, although samples considerably larger can be tested with the correct equipment. The test specimen most commonly has a height to diameter ratio of 2:1.
The sample will usually be saturated, then consolidated and finally sheared, most commonly only in compression - but extension tests may be undertaken with the correct equipment.
During the test the sample is subjected to stress conditions that attempt to simulate the in-situ stresses. Figure 1 shows the stress conditions applied to a sample during a typical test; Figure 2 shows the basic principles on effective stresses.
Figure 1 – Stress Conditions in a Typical Triaxial Test
To summarise for a triaxial compression test:
σ1 - Vertical (axial) Stress (think of this as the vertical load applied to the sample)
This also known as the Major Principle Stress
Can also be call σv
σ3 - Confining Pressure (think of this as cell pressure)
This is also known as the Minor Principle Stress
Can also be called σh
U - Pore Pressure
Also known as Uw (Pore Water Pressure (P.W.P))
σ1 – σ3 – Deviator Stress (the stress due to the axial load applied to the specimen in excess of the confining pressure)
Figure 2 – Effective Stresses
σ1’ – Effective Vertical (axial) Stress
σ3’ – Effective Confining Pressure
U - Pore Pressure
3 Triaxial Testing – Why we do it
Triaxial tests are one of the most widely performed tests in a geotechnical laboratory. The advantages of the test over other test methods used in the geotechnical laboratory used to determine shear strength (such as direct shear) is that specimen drainage can be controlled and pore pressure can be measured. The triaxial test enables parameters such as cohesion (c’), internal angle of friction (φ’) and shear strength to be determined.
The triaxial test can also be used to determine other variables such as stiffness and permeability with the correct equipment.
A list of some of the common engineering issues that triaxial tests can be used for can be seen in table 1, with the type of test described in the next section.
Type of Analysis
Type of Test
First Time Slope Failure
CU or CD Triaxial
Cut Slope Failure
Table 1 – Triaxial Tests used in common Engineering Problems
It is common for UU triaxial tests to be used for short term engineering problems and CU and CD triaxials to look at long term engineering problems.
4 Triaxial Testing – The Different Types
There are 3 common types of triaxial test:
· UU Triaxial - Unconsolidated Undrained (this can also be termed QU for Quick Undrained)
· CU Triaxial - Consolidated Undrained triaxial
· CD Triaxial - Consolidated Drained triaxial
UU triaxial tests are termed total stress tests and CU/CD triaxial tests are termed effective stress tests. Figure 1 shows the stresses involved with a total stress test and Figure 2 summaries the stresses in an effective stress test.
CU and CD Triaxial tests normally start with a saturation stage, which then leads onto a consolidation stage. The consolidated stage can be either;
a) isotropic; the stress surrounding the sample is equal in all directions or
b) anisotropic; the stress surrounding the sample is not equal in all directions.
The tests are commonly abbreviated to CIU (Consolidated Isotropic Undrained) or CAU (Consolidated Anisotropic Undrained). In the last stage the sample is sheared to failure.
UU triaxial tests commonly do not have a saturation or consolidation stage performed; the test normally only consists of a shear stage. UU triaxial tests are quick tests, taking under 30 minutes to perform. The CU and CD triaxial tests take significantly longer to perform and can take weeks or even months to complete. The CD Triaxial commonly has the longest test duration, as during the shear stage of the test, pore pressure is not allowed to build up, resulting in very low strain rates. CU triaixals are quicker to perform as PWP is allowed to increase and the excess PWP is measured throughout the shear stage.
An additional test called unconfined compressive strength (UCS) can also be undertaken with a triaxial system. This shears a specimen under axial load with no confining pressure.
5 Typical Triaxial System – Typical Triaxial Cell
A typical triaxial cell is shown in Figure 3 of this document showing a sample setup for testing. The setup shown is used for CU and CD triaxial tests. UU triaxial test can also be undertaken with this system or a simpler cheaper system can be purchased if only UU triaxial tests are required.
The sample is sealed inside a rubber membrane and then surround with water (cell pressure). The cell pressure is then used to apply a stress to the sample (σ3) Back pressure can be added to saturate the sample if required. The sample is axially loaded during shearing with the force measured by the load cell, the deformation measured by the displacement transducer and if required the pore pressure in the sample can be measured. Volume change of the sample is measure from the back pressure line using a volume change unit or an automatic pressure controller.
6 Typical Triaxial System – Compressed Air
A typical triaxial system for triaxials that uses compressed air can be seen in figure 4. This system consists of the following components that used for the following:
Pressure Panel – This enables water and compressed air to be correctly distributed to the right equipment to undertake a triaxial test. Cell Pressure (σ3 - Confining Pressure) and Back pressure are controlled from here. A pressure gauge is included so that known pressures can be applied to the test specimen using the pressure regulators fitted to the panel.
Load Frame – The load frame is used to apply deformation to the triaxial specimen. The load frame can be controlled to a high level of accuracy (these tests normally require a slow speed). Load frames come in a range of capacities, VJ Tech can supply frames from 10kN to 250kN capacity. The one in Figure 4 is a 50kN load frame and can apply loads of up to 50kN to a specimen.
Figure 4 – Compressed Air triaxial system
Air/Water Cylinders – These provide an interface between compressed air and water in your triaxial system. They contain a rubber bladder which is filled with compressed air to pressurise the water inside the cylinder, this in turn provides the pressure used in the cell and back pressure for our triaxial test. The pressure the system can apply to samples is limited by the compressor.
Load Cell – The load cell or other load measuring device such as a load ring, provide the loads required to shear a triaxial specimen.
Displacement transducer – This could be a mechanical dial gauge, digital dial gauge or LSCT type transducer and is used to accurately measure the deformation applied to the triaxial specimen as it is sheared.
Triaxial Cell – The Triaxial cell comes in a range of sizes and pressure ratings. The cell contains the triaxial specimen and is pressurised throughout the test.
Pore Pressure Transducer – In CU and CD triaxial tests, the pressures inside the sample are measured (U - Pore Pressure). This is done using a pressure transducer attached to the base of the triaxial cell.
Automatic Volume Change unit – The automatic volume change unit is used in some triaxial tests to measure the volume of water going into the specimen and also the volume change of the specimen through the test.
With a system like this the pressures are set manually by the technician undertaking the test. It is common for the outputs from load cell, displacement transducers and pressure transducers to be data logged in some way and data analysed using VJ Tech’s Clisp Studio software.
7 Typical Triaxial System – Hydraulic Pressure Controller
A Pro Triaxial system for Triaxial testing using hydraulic pressure can be seen in Figure 5. The system consists of the following components:
Figure 5 – Pro Hydraulic Pressure Controller Triaxial system
Distribution Panel – The distribution panel is used to connect the Dual pressure controller to the triaxial cell. It also has the de-aired water system connected to it. It allows for the easy movement of water to the required location in the system without the need to disconnect lines. The pressure gauge on the panel is used for calibration, but is not used during testing.
Automatic Pressure/Volume Controller – The Dual automatic pressure controller (DAPC) is used to generate pressure for the triaxial test. It uses stepper motors to pressurise each cylinder of water to generate cell pressure (σ3 - Confining Pressure) and back pressure. No compressed air supply is required. The DAPC is also able to measure volume change during the test. VJ Tech APCs come in a range of pressure capacities and Volumes, the DAPC pictured has a maximum pressure of 3500 kPa and Volume 250 cc for each Channel
Load Frame – The Pro load frame is used to apply deformation to the triaxial specimen. The load frame can be controlled to a high level of accuracy. Load frames come in a range of capacities, VJ Tech can supply frames from 10kN to 250kN capacity. The one in Figure 5 is a Pro 50 kN load frame and can apply loads of up to 50 kN to a specimen. The load frame has a built-in data logger to log transducer data during the test and can also be used in standalone mode using the touchscreen.
Load Cell – The load cell or other load measuring device such as a load ring, provide the loads required to shear a triaxial specimen.
Displacement transducer – This could be a mechanical dial gauge, digital dial gauge or LSCT type transducer and is used to accurately measure the deformation applied to the triaxial specimen as it is sheared
Triaxial Cell – The Triaxial cell comes in a range of sizes and pressure rating. The cell contains the triaxial specimen and is pressurised throughout the test.
Pore Pressure Transducer – In CU and CD triaxial tests the pressures inside the sample are measured (U - Pore Pressure), this is done using a pressure transducer attached to the base of the triaxial cell
8 Additional equipment needed
For both CU/CD triaxial systems a de-aired water supply is also required for testing. The UU system can use a mains water supply if required.
Automatic systems require a computer and software package such as VJ Tech’s Clisp Studio, to control the test and record transducer outputs.
A data logger (either inbuilt or external) will be used to store transducer readings taken during the test.
Sample preparation equipment will also be required, such as: sample extruder, sample moulds, membranes, ‘o’ rings, porous discs, ruler, balance and filter papers.
9 Test Procedure – Standards for Triaxial Tests
Triaxial tests are document in a range of international standards. These include:
British Standard 1377 part 7 and 8
ASTM D2850, D4767 and D2166
Australian standard AS1289 6.4.1 and 6.4.2
Hong Kong Geospec 3
German DIN 18137
Russian GOST 12248-96
Additional tests can also be performed with triaxial systems such as Stress Path analysis and anisotropic consolidation. Although the test procedures are not detailed in the standards above the procedures are fairly common and details can be found in either academic papers or in the Manual of Soil Laboratory Testing Vol. 2 and vol. 3.
With additional equipment, a standard triaxial system can be upgraded to undertake the following tests:
Bender Element analysis (to determine the Gmax of a sample)
Cyclic/Dynamic triaxial testing (to determine the cyclic shear strength of a sample and also used for modulus and damping properties)
Small Strain analysis (used for stiffness analysis) using on-sample transducers measuring axial and radial deformation can also be performed.
10 Test Procedure – System Preparation
Before any triaxial test is undertaken it is very important that checks are undertaken to verify the performance of the system. Failure to do this may mean either an extended test period or a sample being destroyed and no results obtained.
The following list is a suggested check list of the system before any test takes place. It is assumed the system has already been installed. Additional checks may be required depending on your local testing standard.
- Create enough de-aired water for the preparation and test (this can take a few hours to do)
- Clean the triaxial cell, paying special attention to the base and groove holding the ‘o’ ring.
- Clean ‘o’ ring in cell base and ensure it is free from defects
- Flush the de-airing block that the pore pressure transducer is connected to. Pressurise and check the block for leaks
- Check the pore pressure transducer calibration and recalibrate if necessary
- Flush the back pressure line
- Check the back pressure line for leaks (following the procedure in most standards will take at least 24 hours)
- Check load cell and displacement transducers are accurate.
11 Test Procedure – Sample Setup
Most triaxial tests are performed on high quality undisturbed samples; local standards such as Eurocode 7 give details on what is considered to be a high quality undisturbed sample; it is important to realise that sample disturbance (from collection, transport to lab and storage) will affect the results obtained from a triaxial test. Remoulded specimens can be tested and preparation procedures can be found in relevant standards and texts on this subject.
Samples are normally prepared to give a sample height to diameter ratio of 2:1. The sample ends are trimmed to ensure they are level and flat. This is commonly and most easily done using a sample mould or former for the diameter of sample that is being tested and a straight edge.
Figure 6 - Sample preparation equipment
The sample is then weighed so the bulk density can be determined and measured (both length and diameter) so the volume and area can be calculated. It is critical that the sample dimensions are accurate so that stress and strain being applied to the specimen during testing can be calculated accurately.
A procedure for placing the sample into the cell and covering with a membrane can be seen in the video on this link;
A number of critical checks should be made during this process:
1. Use a new membrane and make sure there are no holes in the membrane.
2. Ensure the porous discs are clean and not clogged with soil particles.
3. Place the ‘o’ rings using an ‘o’ ring tool, this will minimise sample disturbance.
4. Clean any loose material from the sample as you go. This loose material can cause leaks.
5. Take care not to hit the sample when placing the top of the cell over the sample.
During this preparation process care must be taken to limit sample disturbance. Sample disturbance can significantly affect the results obtained from the test.
The procedure to set up a sand specimen can be seen in this video link;
12 Test Procedure – Saturation
Effective stress triaxials (CU and CD tests) require that the sample is saturated for testing. The reason for this is so that reliable measurements of pore pressure can be made. This is made possible by removing the air from the voids inside the sample.
The saturation process can be performed in a number of ways details of which can be found in the available Standards and text books. The most common though is incremental increase of cell and back pressure into the sample.
Figure 7 – B Check Example
Figure 8- Back Pressure Step Example
This process gradually increases both the cell and back pressure so to dissolve any air that is in the voids of the soil sample. During this process the pore pressure coefficient B is calculated to determine the degree of saturation.
Figure 7 shows the process that happens during a B check to determine the level of saturation. Most standards state that a B value greater than 0.95 indicates that a sample is sufficiently saturated.
The B value is calculated using the equation in figure 9.
Figure 9 – B Value Equation
∆U = Change in pore pressure
∆σ3 = Change in Confining Pressure
Figure 8 shows the process that happens during a back pressure step. This step pushes water into the sample to try and saturate it if the B check shows the sample isn’t saturated. These steps are repeated until the sample is saturated
13 Test Procedure – Consolidation
After saturation, the specimen is normally consolidated to a stress condition representative of its in-situ condition. The consolidation is normally isotropic (the stresses applied vertically and horizontally to the sample are the same).
In effective stress tests the sample will be consolidated to an effective pressure. This is the difference between the confining (cell) pressure and the back pressure. If this is compared to the equation in Figure 2 defining effective stress you will see this is incorrect.
At this point in the test pore pressure is replaced by back pressure to define our effective stress, to help simplify setup of this phase of the test. When the confining pressure and back pressure have been set to the correct values, there will be an excess of pore pressure in the sample (the pore pressure will be higher than the back pressure).
Once the consolidation is started the excess pore pressure in the sample will start to dissipate as the consolidation process drains of water from the sample decreasing its volume. Once this process is complete (the sample has stopped changing in volume) the pore pressure will be at or very near the back pressure level and pore pressure will be used to calculate the effective stress conditions the sample is under.
100% dissipation of excess pore pressure is not always possible so most standards suggest a minimum dissipation of 95% is achieved before the consolidation process is stopped.
Note during consolidation σ3 is the same as σ1.
14 Test Procedure – Shear
In the shear stage the axial force (σ1) is gradually increased whilst the confining pressure (σ3) is maintained until failure happens. This is the maximum shear force the soil can take.
This stage of the test is also commonly referred to as load stage, compression stage or shearing to failure stage.
During the shear stage the drainage conditions that are applied to the sample will determine if a drained or undrained test is performed. If the sample is not allowed to drain this is an undrained test, the sample will not change in volume during this test but will change in shape. If drainage is allowed, water will drain from the sample during the test, allowing the volume and the shape of the sample to change. In a CU (undrained) test, pore pressure changes (U) are allowed to take place and are measured. In a CD (Drained) test drainage is allowed to prevent pore pressure changes happening. In this type of test the volume change of the sample is measured during the shear stage.
From this stage of the test, as well as the shear strength being determined, the values of cohesion (c’) and phi (φ’) can be determined using Mohr circle and stress path plots.
Figure 10 - Mohr Circle Plot with Cohesion and Phi Results
15 Advantages of a VJ Tech Automatic Triaxial System
An automatic triaxial system offers the following advantages:
· Tests run 24 hours a day 7 days a week
· Average time for a test to be complete is significantly reduced
· Can be monitored and controlled remotely
· Limited staff supervision required (the technicians can perform other activities)
· Less staff required to perform more tests
· Increased quality of results and minimise human error
· Easier to maintain
· Easier to calibrate
· No compressed air required (safer)
· Software provides updates on testing via email
· Easy report generation
· Easy analysis of data
· Easy to upgrade to undertake more advanced tests
Please take a look at this case study to see some of the advantages of the system and what VJ Tech can offer.
Video Link 2 – Automation Case Study
16 Further Reading on Triaxial Tests
The following text books helped put this document together.
Manual of Soil Laboratory Testing Vol. II: Permeability, Shear Strength and Compressibility Tests 3rd Edition by K H Head and R L Epps
Manual of Soil Laboratory Testing Vol. III: Effective Stress Tests 3rd Edition by K H Head and R J Epps
VJ Tech would recommend these books to any technician or laboratory undertaking triaxial tests. The books provide an in-depth understanding behind the theory of the test and also the testing procedures including quality control and analysis of the results.
To purchase this book please contact the VJ Tech Sales department (email@example.com).
VJ Tech also offers a training course and/or additional information on the subject matter.
For more information please contact firstname.lastname@example.org or visit our triaxial testing play list on YouTube.
Video Link 3 – Triaxial Testing Playlist